Insider Trading

  • Overview
  • Curriculum
Overview

Course Description

Get to know the definition and history of Insider Trading along with the Codes for prohibition of Insider Trading 2015 in this e-Learning course. A mascot-driven course, it lays down multiple scenarios and easy-to-understand infographics to guide employees on the do's and don'ts connected to Insider trading. It also discusses the restrictions on communication, trading window, employee stock ownership plan (ESOP), types of disclosures, etc. in an interactive way. An engaging assessment at the end of the course ensure reiteration of topics learned.

What You will Learn

Definition of Insider trading

Communication and trade related restrictions as per the Code of Prevention of Insider Trading, 2015

Mandatory disclosures and penalties according to the Code of Prevention of Insider Trading, 2015

Curriculum
Module 1 Introduction to Insider Trading
Objectives
History of Insider Trading
Check your knowledge
Introduction
Module 2 Communication Related Restrictions
Code for Prohibition of Insider Trading, 2015
Restrictions on Communication
Exceptions
Module 3 Trade Related Restrictions
Restrictions on Trade
Trading Window
Pre-clearance of Trade in Securities
Trading Plan
Employee Stock Ownership Plan (ESOP)
Module 4 Disclosures and Penalties
Important Disclosures
Individual Disclosures
Penalties
Module 5 Summary
Assessment (10 questions)

Author : With Open Minds

Course Level : Beginner to Intermediate

Modules : 5

Duration : 45 mins

Certificate : Available

Language : English

Quiz : Available

Enrolled : 18,800+

Why this course is important?

An e-Learning course on Insider trading helps members of the organisation to recognise as well as understand what constitutes violations of the company policy and how to avoid and report them. This course proves to be beneficial as it educates all the members on various concepts of Insider trading such as employee stock ownership plan (ESOP), types of disclosures, restrictions on communication, trading window, penalties, etc. Through this course, the skills that can be built within learners covers responsibility, vigilance and awareness.

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